We maintain professionalism and uphold duties to clients to help them find financial freedom by focusing on what really motivates them in life instead of worrying about their financials.
Pearl Wealth Management complies with The Code and Standards guidance (Link to PDF) presented in the CFA Institute Stands of Practice Handbook. The principles and guidance presented in the CFA Institute Standards of Practice Handbook (Handbook) form the basis for the CFA Institute self-regulatory program to maintain the highest professional standards among investment practitioners.
We owe duties to clients:
Loyalty, Prudence and Care
We use reasonable care and judgment to achieve and maintain independence and objectivity. We act for the benefit of our clients and place their interests before our own.
Fair Dealing
We deal fairly and objectively with all clients when providing investment analysis, making investment recommendations, taking investment actions or engaging other professional activities.
Suitability
We offer investment advice based on clients’ personal profile and judge the suitability of investments in the context of the client’s total portfolio. We make reasonable efforts to ensure the investment performance presentation is fair, accurate and complete.
Preservation of Confidentiality
We keep information about current, former, and prospective clients confidential.
Disclaimer: Pearl Wealth Management claims compliance with the CFA Institute Code of Ethics and Standards of Professional Conduct. This claim has not been verified by CFA Institute.
